1. metrics's key should be share class name: sec_name

2. support output metrics data as Excel file
3. Optimize instructions for performance_fee_costs
This commit is contained in:
Blade He 2025-03-13 11:53:27 -05:00
parent 1f6b781b12
commit a090b5cc9e
5 changed files with 183 additions and 196 deletions

View File

@ -567,11 +567,11 @@ def calculate_metrics_based_db_data_file(audit_file_path: str = r"/data/aus_pros
verify_data_df = pd.DataFrame()
audit_fields = [
"DocumentId",
"FundLegalName",
"FundId",
"FundClassLegalName",
"FundClassId",
"doc_id",
"fund_name",
"fund_id",
"sec_name",
"sec_id",
"management_fee_and_costs",
"management_fee",
"administration_fees",
@ -590,11 +590,11 @@ def calculate_metrics_based_db_data_file(audit_file_path: str = r"/data/aus_pros
audit_data_df = pd.read_excel(audit_file_path, sheet_name=audit_data_sheet)
audit_data_df = audit_data_df[audit_fields]
audit_data_df = audit_data_df.drop_duplicates()
audit_data_df = audit_data_df.rename(columns={"DocumentId": "doc_id",
"FundLegalName": "fund_name",
"FundId": "fund_id",
"FundClassLegalName": "sec_name",
"FundClassId": "sec_id"})
# audit_data_df = audit_data_df.rename(columns={"DocumentId": "doc_id",
# "FundLegalName": "fund_name",
# "FundId": "fund_id",
# "FundClassLegalName": "sec_name",
# "FundClassId": "sec_id"})
audit_data_df.fillna("", inplace=True)
audit_data_df.reset_index(drop=True, inplace=True)

View File

@ -403,14 +403,15 @@
"---Example 1 End---",
"The relevant values: 0.00 and 2.18, are in the range, so the output should be:",
"{\"data\": []}",
"B If with pure performance fee in table, please extract relevant values",
"B. If with pure performance fee in table, please extract relevant values",
"---Example Start---",
"\n\nFees and costs summary \nPlatinum Trust Funds \nType of fee or cost Amount How and when paid \nC Class and E Class* -\nStandard Fee Option \nP Class - Performance \nFee Option \nOngoing annual fees and costs \nPerformance fees \nAmounts deducted from your investment in \nrelation to the performance of the product. \nPlatinum International Fund Nil 0.15%\nPlatinum Global Fund (Long Only) Nil 0.24%\n",
"---Example End---",
"a. For this example, there is pure \"Performance fees\", please extract relevant values as performance_fee_costs.",
"b. This example mentioned share classes, please output according to share class.",
"The output should be",
"{\"data\": [{\"fund name\": \"Platinum International Fund\", \"share name\": \"C Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum International Fund\", \"share name\": \"E Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum International Fund\", \"share name\": \"P Class\", \"performance_fee_costs\": 0.15}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"C Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"E Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"P Class\", \"performance_fee_costs\": 0.24}]}"
"{\"data\": [{\"fund name\": \"Platinum International Fund\", \"share name\": \"C Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum International Fund\", \"share name\": \"E Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum International Fund\", \"share name\": \"P Class\", \"performance_fee_costs\": 0.15}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"C Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"E Class\", \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum Global Fund (Long Only)\", \"share name\": \"P Class\", \"performance_fee_costs\": 0.24}]}",
"C. Identify the value of performance fee and if it is written 0% or 0.00% or 0 or 0.00 then extract the same as 0 do not assume nil for the same and return its values as 0"
],
"minimum_initial_investment": [
@ -518,6 +519,7 @@
"For main fund: Platinum Asia with values: 2.14 2.99 0.02 0.00 0.21 2.37 3.22, ",
"the fund: Platinum Asia Entry Fee, both of management_fee and management_fee_and_costs should be 2.16 = 2.14 (the column 1 number) + 0.02 (the column 3 number), performance_fee_costs is 0 (the column 4 number)",
"the fund: Platinum Asia Nil Entry, both of management_fee and management_fee_and_costs should be 3.01 = 2.99 (the column 2 number) + 0.02 (the column 3 number), performance_fee_costs is 0 (the column 4 number)",
"Identify the value of the column \"Estimated Performance fees\" and if it is written 0.00 then extract the same as 0 do not assume nil for the same and return its values as 0",
"Therefore, the output should be:",
"{\"data\": [{\"fund name\": \"OnePath International Shares Index (Hedged) Entry Fee\", \"share name\": \"OnePath International Shares Index (Hedged) Entry Fee\", \"management_fee_and_costs\": 0.47, \"management_fee\": 0.47, \"performance_fee_costs\": 0},{\"fund name\": \"OnePath International Shares Index (Hedged) Nil Entry\", \"share name\": \"OnePath International Shares Index (Hedged) Nil Entry\", \"management_fee_and_costs\": 1.32, \"management_fee\": 1.32, \"performance_fee_costs\": 0}, {\"fund name\": \"Pendal Concentrated Global Shares Hedged II Entry Fee\", \"share name\": \"Pendal Concentrated Global Shares Hedged II Entry Fee\", \"management_fee_and_costs\": 1.44, \"management_fee\": 1.44, \"performance_fee_costs\": 0}]}, {\"fund name\": \"Pendal Concentrated Global Shares Hedged II Nil Entry\", \"share name\": \"Pendal Concentrated Global Shares Hedged II Nil Entry\", \"management_fee_and_costs\": 2.29, \"management_fee\": 2.29, \"performance_fee_costs\": 0}]}, {\"fund name\": \"Platinum Asia Entry Fee\", \"share name\": \"Platinum Asia Entry Fee\", \"management_fee_and_costs\": 2.16, \"management_fee\": 2.16, \"performance_fee_costs\": 0}, {\"fund name\": \"Platinum Asia Nil Entry\", \"share name\": \"Platinum Asia Nil Entry\", \"management_fee_and_costs\": 3.01, \"management_fee\": 3.01, \"performance_fee_costs\": 0}"
]
@ -597,6 +599,7 @@
"---Example Start---",
"Performance fee \nPlus other investment fees and costs \nEquals investment fees and costs \nTransaction costs(net) \nBuy-sell spreads \nTransaction costs(gross) \nMLC multi-asset portfolios\nMLC Inflation Plus\nConservative Portfolio\nSuper & Pension \npre-retirement phase \n0.18 \n0.77 \n0.95 \n0.01 \n0.10 / 0.10 \n0.09 \nRetirement Phase \n0.18 \n0.77 \n0.95 \n0.04 \n0.10 / 0.10 \n0.09 \n",
"---Example End---",
"Identify the value of the 1st column \"Performance fee\" and if it is written 0.00 then extract the same as 0 do not assume nil for the same and return its values as 0",
"Please ignore the 3rd column: \"Equals investment fees and costs\" values!!",
"Please read context carefully, don't miss any data row!!",
"The output should be:",

View File

@ -1560,7 +1560,7 @@ if __name__ == "__main__":
# "544886057",
# "550769189",
# "553449663"]
# special_doc_id_list = ["446324179"]
special_doc_id_list = ["420339794", "401212184"]
# special_doc_id_list = ["391080133", "391080140", "401212184", "412778803", "420339794", "454036250", "414751292"]
pdf_folder: str = r"/data/aus_prospectus/pdf/"
output_pdf_text_folder: str = r"/data/aus_prospectus/output/pdf_text/"

View File

@ -2,7 +2,7 @@
"cells": [
{
"cell_type": "code",
"execution_count": 3,
"execution_count": 5,
"metadata": {},
"outputs": [],
"source": [
@ -30,16 +30,14 @@
},
{
"cell_type": "code",
"execution_count": 8,
"execution_count": 4,
"metadata": {},
"outputs": [],
"source": [
"\n",
"path_ground_truth = r\"C:\\data\\aus_prospectus\\output\\Performance\\46_documents_ground_truth_with_mapping.xlsx\"\n",
"path_generated_results = r\"C:\\data\\aus_prospectus\\output\\Performance\\mapping_data_info_46_documents_by_text_20250313024715.xlsx\"\n",
"provider_mapping_file_path = r\"C:\\Users\\rmahesh\\OneDrive - MORNINGSTAR INC\\Desktop\\NLP Transitions\\Project\\Exprs\\INO71\\dc-ml-dataextraction-llm-aus-nz-pro-AUS_NZ_EXE_COMBINED_PHASE1_PHASE2\\output_files\\ground_truth\\TopProvidersBiz.xlsx\"\n",
"\n",
"\n"
"path_ground_truth = r\"/data/aus_prospectus/ground_truth/phase2_file/46_documents/46_documents_ground_truth_with_mapping.xlsx\"\n",
"path_generated_results = r\"/data/aus_prospectus/output/mapping_data/total/mapping_data_info_46_documents_by_text_20250313024715.xlsx\"\n",
"provider_mapping_file_path = r\"/data/aus_prospectus/ground_truth/phase2_file/46_documents/TopProvidersBiz.xlsx\"\n"
]
},
{
@ -353,7 +351,7 @@
},
{
"cell_type": "code",
"execution_count": 31,
"execution_count": 14,
"metadata": {},
"outputs": [
{
@ -365,132 +363,55 @@
"\n",
"\n",
"All Providers Results: \n",
"Performance fee and cost - 377377369 truth is null and generated - 0 SPDR® S&P Emerging Markets Carbon Control Fund\n",
"Performance fee and cost - 397107472 truth is null and generated - 0 AMP Capital Specialist Diversified Fixed Income Fund\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.11 OnePath OneAnswer Frontier Investment Portfolio-OnePath Multi Asset Income Trust\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.07 OA Frontier IP-OnePath Australian Share Trust\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.33 OA Frontier Investment Portfolio- BlackRock Tactical Growth\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.02 OA Frontier Investment Portfolio- Pendal Monthly Income Plus\n",
"Performance fee and cost - 401212184 truth - 0.41 and generated - 0.13 OnePath Alternatives Growth Trust\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.03 OA Frontier IP-Ausbil Australian Emerging Leaders Trust\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.15 OA Frontier IP-Perpetual Balanced Growth\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.03 OA Frontier IP-Perpetual Conservative Growth\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.06 OA Frontier IP-Platinum International\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.15 OnePath OneAnswer Investment Portfolio - BlackRock Diversified ESG Growth\n",
"Performance fee and cost - 401212184 truth - 0 and generated - 0.01 ANZ OneAnswer Investment Portfolio - OnePath Balanced Index\n",
"Performance fee and cost - 401212184 generated is null and truth is - 0 ANZ OneAnswer Investment Portfolio - OnePath Growth Index\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard Index Diversified Bond\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard International Shares Index\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard Investor Short Term Fixed Interest Fund\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard Index Hedged International Shares Fund\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard LifeStrategy Growth\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard LifeStrategy Conservative\n",
"Performance fee and cost - 409723592 truth is null and generated - 0 Vanguard LifeStrategy High Growth\n",
"Performance fee and cost - 411062815 truth is null and generated - 13.98 Perpetual WFP-Perpetual Share Plus L/S\n",
"Performance fee and cost - 411062815 truth - 0 and generated - 0.01 WFP Schroder Fixed Income\n",
"Performance fee and cost - 411062815 truth - 0 and generated - 15.38 Perpetual Ausbil Australian Emerg Ldrs\n",
"Performance fee and cost - 411062815 truth - 0.03 and generated - 0.12 WFP Macquarie Income Opportunities\n",
"Performance fee and cost - 411062815 generated is null and truth is - 0 WFP Diversified Income\n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.14 \n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.67 Telstra Property Pension\n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.01 Telstra Cash Pension\n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.01 Telstra Australian shares Pension\n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.14 Telstra Defensive growth Pension\n",
"Performance fee and cost - 412778803 generated is null and truth is - 0.01 Telstra International shares Pension\n",
"Performance fee and cost - 414751292 truth - 0.24 and generated - 0 Platinum Global Fund (Long Only)\n",
"Performance fee and cost - 414751292 truth - 0.15 and generated - 0 \n",
"Performance fee and cost - 414751292 truth - 0.03 and generated - 0 Platinum International Brands Fund\n",
"Performance fee and cost - 414751292 truth - 0.86 and generated - 0 Platinum International Healthcare\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 \n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - Ausbil Aus. Emrging Leaders\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - Investors Mutual Aus. Shre\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - Macquarie Inc Opportunities\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MasterKey Pension Fundamentals (Pre Retirement) - MLC Cash\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - Global Share Fund\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPF - Hedged Global Share Fund\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - Hedged Global Share Fund\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - IncomeBuilder\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPF - PIMCO Div. Fixed Interest\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPF - PIMCO Global Bond Fund\n",
"Performance fee and cost - 420339794 generated is null and truth is - 0 MLC MKPFPR - PIMCO Global Bond Fund\n",
"Performance fee and cost - 446324179 generated is null and truth is - 0.28 Lifeplan Investment Bond - Allan Gray Australian Equity Fund\n",
"Performance fee and cost - 446324179 generated is null and truth is - 0.05 Lifeplan MLC Horizon 2-Capital Stable Open\n",
"Performance fee and cost - 454036250 generated is null and truth is -   \n",
"Performance fee and cost - 530101994 truth is null and generated - 0 Dimensional Global Value Trust -Active ETF\n",
"Performance fee and cost - 530101994 truth is null and generated - 0 Dimensional Australia Core Equity Trust - Active ETF\n",
"Performance fee and cost - 530101994 truth is null and generated - 0 Dimensional Australian Value Trust - Active ETF\n",
"Performance fee and cost - 530101994 truth is null and generated - 0 Dimensional Global Core Equity Trust (Unhedged Class) - Active ETF\n",
"Performance fee and cost - 530101994 truth is null and generated - 0 Dimensional Global Core Equity Tr\n",
"Performance fee and cost - 550769189 truth is null and generated - 0 Acadian Global Managed Volatility Equity - Class A\n",
"Performance fee and cost - 550522985 truth is null and generated - 0 RQI Global Value Class A\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP - Generations - BlackRock Australian Fixed Interest Index\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP - Generations - BlackRock Australian Equity Index\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP Generations - Alliance Capital Cash Management\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP - Generations - BlackRock Property Securities Index\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP - Generations - BlackRock International Equity Index (Unhedged)\n",
"Performance fee and cost - 539266893 generated is null and truth is - AMP - Generations - BlackRock International Equity Index (Hedged)\n",
"Performance fee and cost - 539241700 truth - 0.08 and generated - 0.05 North Professional Balanced\n",
"Performance fee and cost - 539241700 truth - 0.06 and generated - 0 North Professional High Growth\n",
"Performance fee and cost - 539241700 truth - 0.08 and generated - 0 North Professional Conservative\n",
"Performance fee and cost - 539241700 truth - 0.08 and generated - 0 North Professional Growth\n",
"Performance fee and cost - 539241700 truth - 0.09 and generated - 0 North Professional Moderately Conservative\n",
"Performance fee and cost - 539261734 truth - 0.01 and generated - 0 ipac life choices Income Generator\n",
"Performance fee and cost - 539261734 truth - 0.06 and generated - 0 ipac life choices Active 100\n",
"Performance fee and cost - 539261734 truth - 0.08 and generated - 0 ipac life choices Active 85\n",
"Performance fee and cost - 539261734 truth - 0.01 and generated - 0 ipac life choices Index 50\n",
"Performance fee and cost - 539261734 truth - 0.09 and generated - 0 ipac life choices Active 50\n",
"Performance fee and cost - 539261734 truth - 0.08 and generated - 0 ipac life choices Active 70\n",
"Performance fee and cost - 506913190 generated is null and truth is - 0.03 FC W Pen-CFS TTR Moderate\n",
"Performance fee and cost - 506913190 generated is null and truth is - 0.04 FC W Pen-CFS TTR Growth\n",
"Performance fee and cost - 506913190 generated is null and truth is - 0.47 \n",
"Performance fee and cost - 553449663 truth - 0 and generated - 0.07 AMP Capital Specialist International Share (Hedged) Fund\n",
"Performance fee and cost - 539266874 truth - 0.03 and generated - 0 SUMMIT Select - Active High Growth Units\n",
"Performance fee and cost - 539266874 truth - 0.05 and generated - 0 SUMMIT Select - Active Moderately Defensive\n",
"Performance fee and cost - 539266874 truth - 0.05 and generated - 0 SUMMIT Select - Active Growth Units\n",
"Performance fee and cost - 539266874 truth - 0.05 and generated - 0 SUMMIT Select - Active Balanced\n",
"Performance fee and cost - 539266874 truth - 0.06 and generated - 0 SUMMIT Select - Active Defensive Units\n",
"Performance fee and cost - 539266880 truth - 0.01 and generated - 0 North Multi-manager Active High Growth\n",
"Performance fee and cost - 539266880 truth - 0.01 and generated - 0 North Multi-manager Active Moderately Defensive\n",
"Performance fee and cost - 539266880 truth - 0.01 and generated - 0 North Multi-manager Active Growth\n",
"Performance fee and cost - 539266880 truth - 0.01 and generated - 0 North Multi-manager Balanced\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT Future Goals BTFM\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BTFM Asian Share\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT International Share BTFM\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT Smaller Companies BTFM\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT Investment Funds - BT TIME Fund\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT European Share Growth\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT American Share Growth\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 BT Imputation Share BTFM\n",
"Performance fee and cost - 526200514 generated is null and truth is - 0 \n",
"Performance fee and cost - 521606755 truth is null and generated - 0 CFS Index Diversified\n",
"Performance fee and cost - 557526129 truth is null and generated - 0 Fortlake Real-Income Fund\n",
"Performance fee and cost - 540028470 truth is null and generated - 0 CFS Wholesale Index Australian Share\n",
"Performance fee and cost - 531373053 truth is null and generated - 0 Dimensional Global Core Equity Trust (Unhedged Class) - Active ETF\n",
"Performance fee and cost - 531373053 truth is null and generated - 0 Dimensional Australian Value Trust - Active ETF\n",
"Performance fee and cost - 531373053 truth is null and generated - 0 Dimensional Global Value Trust -Active ETF\n",
"Performance fee and cost - 531373053 truth is null and generated - 0 Dimensional Australia Core Equity Trust - Active ETF\n",
"Performance fee and cost - 531373053 truth is null and generated - 0 Dimensional Global Small Company Trust\n",
"Performance fee and cost - 557362553 truth is null and generated - 0 JPMorgan Global Select Equity Fund\n",
"Performance fee and cost - 527969661 truth is null and generated - 0 JPMorgan Global Equity Premium Income (Hedged) Complex ETF\n",
"Performance fee and cost - 384508026 generated is null and truth is - 0 Mercer Multi-manager High Growth Fund\n",
"Performance fee and cost - 384508026 generated is null and truth is - 0 Mercer Multi-manager Growth Fund\n",
"Performance fee and cost - 384508026 generated is null and truth is - 0 \n",
"total - 452.72727272727275\n",
"Document List File - None\n",
"Metric \tPrecision \tRecall \tAccuracy \tF1-Score \tSUPPORT \tTP \tTN \tFP \tFN \n",
"Management Fee and Costs \t0.8790 \t0.9250 \t0.8213 \t0.9014 \t494 \t407 \t2 \t56 \t33 \n",
"Management Fee \t0.8985 \t0.9265 \t0.8394 \t0.9123 \t494 \t416 \t2 \t47 \t33 \n",
"Performance fee and cost \t0.7871 \t0.8472 \t0.7791 \t0.8161 \t327 \t244 \t144 \t66 \t44 \n",
"Interposed vehicle Performance fee and Costs \t0.5000 \t1.0000 \t0.9237 \t0.6667 \t39 \t38 \t422 \t38 \t0 \n",
"Administration Fee and costs \t0.9787 \t0.9388 \t0.9839 \t0.9583 \t98 \t92 \t398 \t2 \t6 \n",
"Total Annual Dollar Based Charges \t0.8165 \t1.0000 \t0.9598 \t0.8990 \t90 \t89 \t389 \t20 \t0 \n",
"Buy Spread \t0.8957 \t0.8910 \t0.8394 \t0.8933 \t405 \t335 \t83 \t39 \t41 \n",
"Sell Spread \t0.9064 \t0.8921 \t0.8474 \t0.8992 \t405 \t339 \t83 \t35 \t41 \n",
"Minimum Initial Investment \t0.8571 \t0.9671 \t0.8815 \t0.9088 \t310 \t294 \t145 \t49 \t10 \n",
"Benchmark \t0.6402 \t0.8582 \t0.8233 \t0.7333 \t173 \t121 \t289 \t68 \t20 \n",
"TOTAL \t0.8159 \t0.9246 \t0.8699 \t0.8588 \t2835 \t2375 \t1957 \t420 \t228 \n",
"Total Funds Matched - 498\n",
"Total Funds Not Matched - 28\n",
"Percentage of Funds Matched - 94.67680608365019\n"
"management_fee_and_costs \t0.8907 \t0.9513 \t0.8525 \t0.9200 \t457 \t391 \t2 \t48 \t20 \n",
"management_fee \t0.9043 \t0.9520 \t0.8655 \t0.9276 \t457 \t397 \t2 \t42 \t20 \n",
"performance_fee_costs \t0.8408 \t0.8556 \t0.8113 \t0.8482 \t303 \t243 \t131 \t46 \t41 \n",
"interposed_vehicle_performance_fee_cost \t0.6316 \t1.0000 \t0.9393 \t0.7742 \t49 \t48 \t385 \t28 \t0 \n",
"administration_fees \t0.9767 \t0.9655 \t0.9892 \t0.9711 \t87 \t84 \t372 \t2 \t3 \n",
"total_annual_dollar_based_charges \t0.8350 \t1.0000 \t0.9631 \t0.9101 \t87 \t86 \t358 \t17 \t0 \n",
"buy_spread \t0.9059 \t0.9258 \t0.8655 \t0.9158 \t391 \t337 \t62 \t35 \t27 \n",
"sell_spread \t0.9113 \t0.9262 \t0.8698 \t0.9187 \t391 \t339 \t62 \t33 \t27 \n",
"minimum_initial_investment \t0.9463 \t0.9814 \t0.9479 \t0.9635 \t329 \t317 \t120 \t18 \t6 \n",
"benchmark_name \t0.7444 \t0.8701 \t0.8568 \t0.8024 \t172 \t134 \t261 \t46 \t20 \n",
"TOTAL \t0.8587 \t0.9428 \t0.8961 \t0.8951 \t2723 \t2376 \t1755 \t315 \t164 \n",
"Total Funds Matched - 461\n",
"Total Funds Not Matched - 125\n",
"Percentage of Funds Matched - 78.66894197952219\n",
"All Providers Results: \n",
"Document List File - ./sample_documents/aus_prospectus_29_documents_sample.txt\n",
"Metric \tPrecision \tRecall \tAccuracy \tF1-Score \tSUPPORT \tTP \tTN \tFP \tFN \n",
"management_fee_and_costs \t0.8960 \t0.9451 \t0.8516 \t0.9199 \t180 \t155 \t0 \t18 \t9 \n",
"management_fee \t0.9017 \t0.9455 \t0.8571 \t0.9231 \t180 \t156 \t0 \t17 \t9 \n",
"performance_fee_costs \t0.8000 \t0.8261 \t0.8077 \t0.8128 \t94 \t76 \t71 \t19 \t16 \n",
"interposed_vehicle_performance_fee_cost \t0.5273 \t1.0000 \t0.8571 \t0.6905 \t30 \t29 \t127 \t26 \t0 \n",
"administration_fees \t1.0000 \t0.3333 \t0.9890 \t0.5000 \t3 \t1 \t179 \t0 \t2 \n",
"buy_spread \t0.9643 \t0.9419 \t0.9121 \t0.9529 \t176 \t162 \t4 \t6 \t10 \n",
"sell_spread \t0.9702 \t0.9422 \t0.9176 \t0.9560 \t176 \t163 \t4 \t5 \t10 \n",
"minimum_initial_investment \t0.9137 \t0.9549 \t0.9011 \t0.9338 \t139 \t127 \t37 \t12 \t6 \n",
"benchmark_name \t0.7188 \t0.8734 \t0.7967 \t0.7886 \t91 \t69 \t76 \t27 \t10 \n",
"TOTAL \t0.7692 \t0.7762 \t0.8885 \t0.7478 \t1069 \t938 \t679 \t131 \t236 \n",
"Total Funds Matched - 182\n",
"Total Funds Not Matched - 24\n",
"Percentage of Funds Matched - 88.3495145631068\n",
"All Providers Results: \n",
"Document List File - ./sample_documents/aus_prospectus_17_documents_sample.txt\n",
"Metric \tPrecision \tRecall \tAccuracy \tF1-Score \tSUPPORT \tTP \tTN \tFP \tFN \n",
"management_fee_and_costs \t0.8872 \t0.9555 \t0.8530 \t0.9201 \t277 \t236 \t2 \t30 \t11 \n",
"management_fee \t0.9060 \t0.9563 \t0.8710 \t0.9305 \t277 \t241 \t2 \t25 \t11 \n",
"performance_fee_costs \t0.8608 \t0.8698 \t0.8136 \t0.8653 \t209 \t167 \t60 \t27 \t25 \n",
"interposed_vehicle_performance_fee_cost \t0.9048 \t1.0000 \t0.9928 \t0.9500 \t19 \t19 \t258 \t2 \t0 \n",
"administration_fees \t0.9765 \t0.9881 \t0.9892 \t0.9822 \t84 \t83 \t193 \t2 \t1 \n",
"total_annual_dollar_based_charges \t0.8431 \t1.0000 \t0.9427 \t0.9149 \t87 \t86 \t177 \t16 \t0 \n",
"buy_spread \t0.8578 \t0.9115 \t0.8351 \t0.8838 \t215 \t175 \t58 \t29 \t17 \n",
"sell_spread \t0.8627 \t0.9119 \t0.8387 \t0.8866 \t215 \t176 \t58 \t28 \t17 \n",
"minimum_initial_investment \t0.9694 \t1.0000 \t0.9785 \t0.9845 \t190 \t190 \t83 \t6 \t0 \n",
"benchmark_name \t0.7738 \t0.8667 \t0.8961 \t0.8176 \t81 \t65 \t185 \t19 \t10 \n",
"TOTAL \t0.8842 \t0.9460 \t0.9011 \t0.9136 \t1654 \t1438 \t1076 \t184 \t328 \n",
"Total Funds Matched - 279\n",
"Total Funds Not Matched - 101\n",
"Percentage of Funds Matched - 73.42105263157895\n"
]
}
],
@ -499,7 +420,9 @@
"from collections import defaultdict\n",
"import pandas as pd\n",
"import statistics\n",
"\n",
"import os\n",
"import re\n",
"from utils.similarity import Similarity\n",
"\n",
"funds_matched = 0\n",
"funds_not_matched = 0\n",
@ -519,7 +442,7 @@
" return headers, data\n",
"\n",
"def index_data_by_key(data, key_index, secondary_key_index, header):\n",
" \"\"\"Index data by primary and secondary keys (doc_id and fund_name).\"\"\"\n",
" \"\"\"Index data by primary and secondary keys (doc_id and sec_name).\"\"\"\n",
" indexed_data = defaultdict(dict)\n",
" \n",
" for row in data:\n",
@ -528,7 +451,8 @@
" for i in range(len(row)):\n",
" if header[i] == \"doc_id\":\n",
" primary_key = int(row[i])\n",
" elif header[i] == \"fund_name\":\n",
" elif header[i] == \"sec_name\":\n",
" # share class should be the comparison level and key\n",
" secondary_key = str(row[i])\n",
" else:\n",
" row_data[header[i]] = convert_if_number(row[i])\n",
@ -549,7 +473,7 @@
" value1 = convert_if_number(value1)\n",
" value2 = convert_if_number(value2)\n",
" return value1 == value2\n",
"def compare_data(ground_truth, generated_results, headers, doc_id_index, fund_name_index, intersection_list, funds_matched, funds_not_matched):\n",
"def compare_data(ground_truth, generated_results, headers, doc_id_index, fund_name_index, intersection_list, funds_matched, funds_not_matched, document_list):\n",
" \"\"\"Compare data from two indexed sets, with the focus on matching generated results against ground truth.\"\"\"\n",
" results = {}\n",
" funds_matched, funds_not_matched = 0, 0\n",
@ -566,11 +490,15 @@
" # Iterate over the generated results instead of the ground truth\n",
" \n",
" total = 0\n",
" for doc_id, funds in ground_truth.items():\n",
" message_list = []\n",
" # print(document_list)\n",
" for doc_id, secs in ground_truth.items():\n",
" if document_list is not None and str(doc_id) not in document_list:\n",
" continue\n",
" if doc_id in generated_results:\n",
" for fund_name, truth_values in funds.items():\n",
" if fund_name in generated_results[doc_id]:\n",
" generated_values = generated_results[doc_id][fund_name]\n",
" for sec_name, truth_values in secs.items():\n",
" if sec_name in generated_results[doc_id]:\n",
" generated_values = generated_results[doc_id][sec_name]\n",
" # Compare all other columns\n",
" for i in intersection_list:\n",
" for keys in imp_datapoints:\n",
@ -581,52 +509,56 @@
" results[i][\"TN\"] = results[i][\"TN\"] + 1\n",
" else:\n",
" results[i][\"FP\"] = results[i][\"FP\"] + 1\n",
" if \"Performance fee and cost\" in keys:\n",
" debug = 0\n",
" print(keys, \" - \" , doc_id, \" truth is null and generated - \", generated_values[i], fund_name) \n",
" # if \"Performance fee and cost\" in keys:\n",
" debug = 0\n",
" # print(keys, \" - \" , doc_id, \" truth is null and generated - \", generated_values[i], sec_name) \n",
" message = {\"data_point\": i, \"doc_id\": doc_id, \"sec_name\": sec_name, \"truth\": truth_values[i], \"generated\": generated_values[i], \"error\": \"Truth is null and generated is not null\"}\n",
" message_list.append(message) \n",
" else:\n",
" if truth_values[i] == generated_values[i]:\n",
" results[i][\"TP\"] = results[i][\"TP\"] + 1\n",
" elif generated_values[i] != \"\":\n",
" results[i][\"FP\"] = results[i][\"FP\"] + 1\n",
" if \"Performance fee and cost\" in keys:\n",
" if i == \"benchmark_name\" and compare_text(truth_values[i], generated_values[i]):\n",
" results[i][\"TP\"] = results[i][\"TP\"] + 1\n",
" else:\n",
" results[i][\"FP\"] = results[i][\"FP\"] + 1\n",
" # if \"Performance fee and cost\" in keys:\n",
" debug = 0\n",
" print(keys, \" - \" , doc_id, \" truth - \", truth_values[i], \" and generated - \", generated_values[i], \" \", fund_name)\n",
" # print(keys, \" - \" , doc_id, \" truth - \", truth_values[i], \" and generated - \", generated_values[i], \" \", sec_name)\n",
" message = {\"data_point\": i, \"doc_id\": doc_id, \"sec_name\": sec_name, \"truth\": truth_values[i], \"generated\": generated_values[i], \"error\": \"Truth is not equal with generated\"}\n",
" message_list.append(message)\n",
" else:\n",
" results[i][\"FN\"] = results[i][\"FN\"] + 1\n",
" if \"Performance fee and cost\" in keys:\n",
" debug = 0\n",
" print(keys, \" - \" , doc_id, \" generated is null and truth is - \", truth_values[i], fund_name)\n",
" # if \"Performance fee and cost\" in keys:\n",
" debug = 0\n",
" # print(keys, \" - \" , doc_id, \" generated is null and truth is - \", truth_values[i], sec_name)\n",
" message = {\"data_point\": i, \"doc_id\": doc_id, \"sec_name\": sec_name, \"truth\": truth_values[i], \"generated\": generated_values[i], \"error\": \"Generated is null and truth is not null\"}\n",
" message_list.append(message)\n",
" results[i][\"SUPPORT\"] = results[i][\"SUPPORT\"] + 1\n",
"\n",
"\n",
" # if truth_values[i] == generated_values[i] and truth_values[i] == \"\":\n",
" # results[i][\"TN\"] = results[i][\"TN\"] + 1\n",
" # elif truth_values[i] == generated_values[i]:\n",
" # results[i][\"TP\"] = results[i][\"TP\"] + 1\n",
" # elif truth_values[i] != \"\" and generated_values[i] == \"\":\n",
" # results[i][\"FN\"] = results[i][\"FN\"] + 1\n",
" # elif truth_values[i] == \"\" and generated_values[i] != \"\":\n",
" # results[i][\"FP\"] = results[i][\"FP\"] + 1\n",
" # else:\n",
" # results[i][\"FP\"] = results[i][\"FP\"] + 1\n",
" # if truth_values[i] != \"\":\n",
" # results[i][\"SUPPORT\"] = results[i][\"SUPPORT\"] + 1\n",
" funds_matched += 1\n",
" else:\n",
" funds_not_matched += 1\n",
" # for keys in headers:\n",
" # if keys != \"doc_id\":\n",
" # results[keys][\"FN\"] = results[keys][\"FN\"] + 1\n",
" else:\n",
" # If the entire document is not found, count all funds as not matched\n",
" funds_not_matched += len(funds)\n",
" # for fund_name in funds:\n",
" # for keys in headers:\n",
" # if keys != \"doc_id\":\n",
" # results[keys][\"FN\"] = results[keys][\"FN\"] + 1\n",
" return results, funds_matched, funds_not_matched\n",
" funds_not_matched += len(secs)\n",
" return results, message_list, funds_matched, funds_not_matched\n",
"\n",
"def clean_text(text: str):\n",
" if text is None or len(text) == 0:\n",
" return text\n",
" text = re.sub(r\"\\W\", \" \", text)\n",
" text = re.sub(r\"\\s+\", \" \", text)\n",
" return text\n",
"\n",
"def compare_text(source_text, target_text):\n",
" source_text = clean_text(source_text)\n",
" target_text = clean_text(target_text)\n",
" if source_text == target_text or source_text in target_text or target_text in source_text:\n",
" return True\n",
" similarity = Similarity()\n",
" jacard_score = similarity.jaccard_similarity(source_text.lower().split(), target_text.lower().split())\n",
" if jacard_score > 0.8:\n",
" return True\n",
"\n",
"# Load the files\n",
"headers_gt, ground_truth_data = load_excel(path_ground_truth, 0)\n",
@ -664,12 +596,15 @@
" total_fp = []\n",
" #total_fn = []\n",
" # Calculate and print metrics for each item\n",
" metrics_list = []\n",
" for keys in imp_datapoints:\n",
" try:\n",
" key = imp_datapoints_mapping[keys]\n",
" values = data[key]\n",
" tp, tn, fp, fn = values['TP'], values['TN'], values['FP'], values['FN']\n",
" precision, recall, accuracy, f1_score = calculate_metrics(tp, tn, fp, fn)\n",
" metrics = {\"Datapoint\": keys, \"F1-Score\": f1_score, \"Precision\": precision, \"Recall\": recall, \"Accuracy\": accuracy, \"SUPPORT\": values[\"SUPPORT\"], \"TP\": tp, \"TN\": tn, \"FP\": fp, \"FN\": fn}\n",
" metrics_list.append(metrics)\n",
" total_precision.append(precision)\n",
" total_recall.append(recall)\n",
" total_accuracy.append(accuracy)\n",
@ -681,10 +616,22 @@
" total_fn.append(fn)\n",
"\n",
" if values[\"SUPPORT\"] > 0 and key > \"\":\n",
" print(\"{:<50}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\".format(keys, precision, recall, accuracy, f1_score, values[\"SUPPORT\"], tp, tn, fp, fn))\n",
" print(\"{:<50}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\".format(key, precision, recall, accuracy, f1_score, values[\"SUPPORT\"], tp, tn, fp, fn))\n",
" except:\n",
" pass\n",
" print(\"{:<50}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\".format(\"TOTAL\", statistics.mean(total_precision), statistics.mean(total_recall), statistics.mean(total_accuracy), statistics.mean(total_f1_score), sum(total_support), sum(total_tp), sum(total_tn), sum(total_fp), sum(total_fn)))\n",
" total_mean_precision = statistics.mean(total_precision)\n",
" total_mean_recall = statistics.mean(total_recall)\n",
" total_mean_accuracy = statistics.mean(total_accuracy)\n",
" total_mean_f1_score = statistics.mean(total_f1_score)\n",
" total_sum_support = sum(total_support)\n",
" total_sum_tp = sum(total_tp)\n",
" total_sum_tn = sum(total_tn)\n",
" total_sum_fp = sum(total_fp)\n",
" total_sum_fn = sum(total_fn)\n",
" total_metrics = {\"Datapoint\": \"TOTAL\", \"F1-Score\": total_mean_f1_score, \"Precision\": total_mean_precision, \"Recall\": total_mean_recall, \"Accuracy\": total_mean_accuracy, \"SUPPORT\": total_sum_support, \"TP\": total_sum_tp, \"TN\": total_sum_tn, \"FP\": total_sum_fp, \"FN\": total_sum_fn}\n",
" metrics_list.append(total_metrics)\n",
" print(\"{:<50}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.4f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\\t{:<10.0f}\".format(\"TOTAL\", total_mean_precision, total_mean_recall, total_mean_accuracy, total_mean_f1_score, total_sum_support, total_sum_tp, total_sum_tn, total_sum_fp, total_sum_fn))\n",
" return metrics_list\n",
" \n",
"def create_metrics_df(data):\n",
" # Define a list to hold data for DataFrame\n",
@ -771,14 +718,45 @@
"\n",
"print(\"\\n\")\n",
"print(\"\\n\")\n",
"print(\"All Providers Results: \")\n",
"comparison_results, funds_matched, funds_not_matched = compare_data(ground_truth_indexed, generated_results_indexed, headers_gt, doc_id_index, fund_name_index, intersection_list,funds_matched, funds_not_matched)\n",
"document_list_file_list = [None, \n",
" \"./sample_documents/aus_prospectus_29_documents_sample.txt\", \n",
" \"./sample_documents/aus_prospectus_17_documents_sample.txt\"]\n",
"for document_list_file in document_list_file_list:\n",
" document_list = None\n",
" if document_list_file is not None:\n",
" with open(document_list_file, \"r\", encoding=\"utf-8\") as f:\n",
" document_list = f.readlines()\n",
" document_list = [doc_id.strip() for doc_id in document_list]\n",
" \n",
" print(\"All Providers Results: \")\n",
" print(\"Document List File - \", document_list_file)\n",
" comparison_results, message_list, funds_matched, funds_not_matched = compare_data(ground_truth_indexed, \n",
" generated_results_indexed, \n",
" headers_gt, doc_id_index, \n",
" fund_name_index, \n",
" intersection_list,\n",
" funds_matched, \n",
" funds_not_matched,\n",
" document_list)\n",
" metrics_list = print_metrics_table(comparison_results)\n",
" print(\"Total Funds Matched - \" + str(funds_matched) + \"\\nTotal Funds Not Matched - \" + str(funds_not_matched))\n",
" print(\"Percentage of Funds Matched - \" + str((funds_matched/(funds_matched + funds_not_matched))*100))\n",
"\n",
"print_metrics_table(comparison_results)\n",
"print(\"Total Funds Matched - \" + str(funds_matched) + \"\\nTotal Funds Not Matched - \" + str(funds_not_matched))\n",
"print(\"Percentage of Funds Matched - \" + str((funds_matched/(funds_matched + funds_not_matched))*100))\n",
" metrics_df = pd.DataFrame(metrics_list)\n",
" message_df = pd.DataFrame(message_list)\n",
"\n",
"\n"
" output_metrics_folder = r\"/data/aus_prospectus/output/metrics_data/\"\n",
" if os.path.exists(output_metrics_folder):\n",
" generated_file_base_name = os.path.basename(path_generated_results).replace(\".xlsx\", \"\")\n",
" metrics_file_name = f\"metrics_{generated_file_base_name}\"\n",
" if document_list_file is not None:\n",
" metrics_file_name = f\"{metrics_file_name}_{len(document_list)}_documents.xlsx\"\n",
" else:\n",
" metrics_file_name = f\"{metrics_file_name}_all_documents.xlsx\"\n",
" metrics_file_path = os.path.join(output_metrics_folder, metrics_file_name)\n",
" with pd.ExcelWriter(metrics_file_path) as writer:\n",
" metrics_df.to_excel(writer, sheet_name=\"metrics_data\", index=False)\n",
" message_df.to_excel(writer, sheet_name=\"message_data\", index=False)\n"
]
},
{
@ -833,7 +811,7 @@
"name": "python",
"nbconvert_exporter": "python",
"pygments_lexer": "ipython3",
"version": "3.12.4"
"version": "3.12.6"
},
"orig_nbformat": 4
},

View File

@ -41,11 +41,17 @@ def download_pdf_from_documents_warehouse(pdf_directory: str, doc_id: str):
ACCESS_KEY = os.getenv('ACCESS_KEY')
SECRET_KEY = os.getenv('SECRET_KEY')
AWS_SESSION_TOKEN = os.getenv('AWS_SESSION_TOKEN')
s3 = boto3.client("s3", region_name="us-east-1", verify=certifi.where(),
if AWS_SESSION_TOKEN:
s3 = boto3.client("s3", region_name="us-east-1", verify=certifi.where(),
aws_access_key_id=ACCESS_KEY,
aws_secret_access_key=SECRET_KEY,
aws_session_token=AWS_SESSION_TOKEN
)
else:
s3 = boto3.client("s3", region_name="us-east-1", verify=certifi.where(),
aws_access_key_id=ACCESS_KEY,
aws_secret_access_key=SECRET_KEY
)
else:
s3 = boto3.client('s3')